Garis panduan, Kod dan Nota Amalan yang Ditadbir oleh SC

Posted on 18 October 2008. Filed under: Banking, Finance, HYIP, Pelaburan, Perbankkan | Tags: , , |

SC sentiasa menyemak garis panduan yang sedia ada dan membentuk dasar baru. Di bawah ini disenaraikan garis panduan dan kod yang kami tadbir

Pencegahan pengubahan wang haram Garis Panduan Penawaran Ekuiti dan Sekuriti Berkaitan Ekuiti
Penilaian Aset Penasihat Prinsipal
Bon Prospektus
Skim Pelaburan Kolektif Pinjaman & Peminjaman Sekuriti
Ketekunan Wajar Pembrokeran Saham
Permohonan FIC Waran Berstruktur
Pengurusan Dana Pengambilalihan & Percantuman
Pelesenan Modal Teroka
Lain-lain

Pencegahan Pengubahan Wang Haram

Guidelines on Prevention of Money Laundering and Terrorism Financing for Capital Market Intermediaries (pdf)
(Tarikh dikeluarkan: 31 Mac 2004)
(Edisi semakan semula: 11 Januari 2007)

Penilaian Aset

Guidelines on Asset Valuations (pdf)
(Tarikh berkuat kuasa: 1 Mei 2003)
Edisi semakan semula: 30 September 2003)
Guidance Note 3: Valuation Reports for Purposes of Bonus Issues (pdf)
(Tarikh dikeluarkan: 9 Februari 2004)
Guidance Note 4: Appointment of Valuer for Valuation of Foreign Property Assets (pdf)
(Tarikh dikeluarkan: 18 Oktober 2006)

Bon

Sekuriti Hutang
Guidelines on Registration of Bond Pricing Agencies (pdf)
(Tarikh berkuat kuasa: 25 Januari 2006)
Guidelines on Registration of an Electronic Broking System (pdf)
(Tarikh berkuat kuasa: 6 Januari 2006)
Guidelines on the Offering of Structured Products (pdf)
(Edisi semakan semula: 27 April 2007)
(Tarikh berkuat kuasa: 27 April 2007)
Guidelines on Dealing in Unlisted Debt Securities by a Universal Broker (pdf)
(Tarikh dikeluarkan: 30 Oktober 2002)
Practice Note 1 – Application of the Guidelines to Cross-selling of Unlisted Debt Securities to Eligible Individuals by Dealer’s Representatives Not Certified by PPKM (pdf)
(Tarikh dikeluarkan: 12 Julai 2005)
Guidelines on the Offering of Asset-backed Securities (pdf)
(Edisi semakan semula: 26 Julai 2004)
(Tarikh berkuat kuasa: 26 Julai 2004)
Guidelines on the Offering of Private Debt Securities (pdf)
(Edisi semakansemula: 26 Juai 2004)
(Tarikh berkuat kuasa: 26 Julai 2004)
Practice Note 1 – Application of the Guidelines on the Offering of Private Debt Securities to the Issue of, Offer for Subscription or Purchase, or Invitation to Subscribe for or Purchase, Foreign Currency-denominated Private Debt Securities (pdf)
(Edisi semakan semula: 15 September 2005)
Practice Note 1A on Issuance of Foreign Currency-denominated Bonds Malaysia (pdf)
(Tarikh dikeluarkan: 27 Mac 2007)
Practice Note 2 – Application of the Guidelines on the Offering of Private Debt Securities to the Issue, Offer or Invitation of Ringgit-denominated Private Debt Securities by a Multilateral Development Bank or Multilateral Financial Institution in Malaysia (pdf)
(Tarikh dikeluarkan: 28 Julai 2004)
Information Note on Issuance of Ringgit-denominated Bonds in Malaysia by Multilateral Development Banks or Multilateral Financial Institutions (pdf)
(Tarikh dikeluarkan: 31 Mac 2005)
Practice Note 2A – Application of the Guidelines on the Offering of Private Debt Securities to Foreign Governments and Agencies or Organisations of Foreign Governments (pdf)
(Tarikh dikeluarkan: 23 Mac 2006)
Practice Note 2B – Application of the Guidelines on the Offering of Private Debt Securities to Foreign Multinational Corporations (pdf)
(Tarikh dikeluarkan: 6 Oktober 2006)
Practice Note 3 – Application of the Guidelines on the Offering of Private Debt Securities to the Offer, Issue, or Invitation of Negotiable Instruments of Deposit with Tenure of More than Five Years (pdf)
(Tarikh dikeluarkan: 6 April 2005)
Practice Note 4 – Application of the Guidelines on the Offering of Private Debt Securities to an Issuance of Commercial Papers or a Combination of Commercial Papers and Medium Term Notes (pdf)
(Tarikh dikeluarkan: 24 April 2006)
Guidelines on allowing a person to be appointed or to act as a trustee under subsection 69(2) of the Securities Commission Act 1993 (pdf)
(Tarikh dikeluarkan: 17 September 2001)
Guidelines on the Minimum Contents Requirements for Trust Deeds (pdf)
(Tarikh dikeluarkan: 1 Julai 2000)
Practice Note 1 – Application of the Guidelines on the Minimum Contents Requirements for Trust Deeds to the Issue, Offer or Invitation of Islamic Securities Under the Guidelines on the Offering of Islamic Securities (pdf)
(Tarikh dikeluarkan: 10 November 2004)
Sekuriti Islam
Guidelines on the Offering of Islamic Securities (pdf)
(Tarikh dikeluarkan: 26 Julai 2004)
Practice Note 1 – Application of the Guidelines on the Offering of Islamic Securities to the Issue of, Offer for Subscription or Purchase, or Invitation to Subscribe for or Purchase, Foreign Currency-denominated Islamic Securities (pdf)
(Edisi semakan semula: 15 September 2005)
Practice Note 1A on Issuance of Foreign Currency-denominated Islamic Securities or Sukuk in Malaysia (pdf)
(Tarikh dikeluarkan 27 Mac 2007)
Joint Information Note on the Issuance of Foreign Currency-denominated Bonds and Sukuk in Malaysia (pdf)
(Tarikh dkeluarkan: 27 Mac 2007)
Practice Note 2 – Application of the Guidelines on the Offering of Islamic Securities to the Issue, Offer or Invitation of Ringgit-denominated Islamic Securities by a Multilateral Development Bank or Multilateral Financial Institution in Malaysia (pdf)
(Tarikh dikeluarkan: 10 November 2004)
Practice Note 2A – Application of the Guidelines on the Offering of Islamic Securities to Foreign Governments and Agencies or Organisations of Foreign Governments (pdf)
(Tarikh dikeluarkan: 23 Mac 2006)
Practice Note 2B – Application of the Guidelines on the Offering of Islamic Securities to Foreign Multinational Corporations (pdf)
(Tarikh dikeluarkan: 6 Oktober 2006)
Practice Note 3 – Application of the Guidelines on the Offering of Islamic Securities to the Issuance of Islamic Negotiable Instruments with Original Tenures of More Than Five Years (pdf)
(Tarikh dikeluarkan: 12 Disember 2005)
Practice Note 4 – Application of the Guidelines on the Offering of Islamic Securities to an Issuance of Islamic Commercial Papers or a Combination of Islamic Commercial Papers and Medium Term Notes (pdf)
(Tarikh dikeluarkan: 24 April 2006)
Practice Note on Registration by the Securities Commission for the Purpose of Acting as a Bond Trustee (pdf)
(Tarikh dikeluarkan 12 Oktober 2006)
Practice Note on Recognition of Credit Rating Agencies by the Securities Commission for the Purpose of Rating Bond Issues (pdf)
(Tarikh diterbitkan: 25 Januari 2006)
Guidance Note on the Secondary Trading of Foreign Currency-denominated Debentures and Foreign Currency-denominated Islamic Securities (pdf)
(Tarikh dikeluarkan: 15 September 2005)
Frequently-asked Questions (pdf)

Skim Pelaburan Kolektif

Unit Amanah
Guidelines on Unit Trust Funds
Guidelines on Unit Trust Funds (pdf)
Guidelines on Unit Trust Fund Prospectus (pdf)
Guidelines on Marketing and Distribution of Unit Trust Funds (pdf)
Guidelines on Unit Trust Advertisements and Promotional Materials (pdf)
Guidelines on Allowing a Person to be Appointed or to Act as Trustee Under Subsection 99(1) of the Securities Commission Act 1993 (pdf)
(Date Issued: 1 April 2003)
(Revised Edition: 30 September 2003)
Guidelines on Online Transactions of and Online Activities in Relation to Unit Trusts (pdf)
(Effective Date: 24 November 2004)
Compliance Checklist (pdf)
(Date Issued: 1 July 2005)
Investors Guide on Online Unit Trust Investment (pdf)
(Date Issued: 24 November 2004)
Nota Panduan
Guidance Note 21 (pdf)
Information Required in a Prospectus
(Tarikh dikeluarkan: 15 Mei 2007)
Guidance Note 20 (pdf)
Single Pricing
(Tarikh dikeluarkan: 15 Mei 2007)
Guidance Note 19 (pdf)
Procedures for Registration & Lodgement of Deed
(Tarikh dikeluarkan: 15 Februari 2007)
Guidance Note 18 (pdf)
Procedures for Registration & Lodgement of Prospectus
(Tarikh dikeluarkan: 15 Februari 2007)
Guidance Note 17 (pdf)
Procedures & Format of Submissions
(Tarikh dikeluarkan: 15 Februari 2007)
Guidance Note 16 (pdf)
Valuation
(Tarikh dikeluarkan: 16 Januari 2007)
Guidance Note 15 (pdf)
Valuation of Bonds
(Tarikh dikeluarkan: 15 Disember 2006)
Guidance Note 14 (pdf)
Issued Pursuant to the Guidelines on Advertisements and Promotional Materials (A & P Guidelines)
(Tarikh dikeluarkan: 21 November 2006)
Guidance Note 13 (Dibatalkan)
Appointment of Delegate Not Licensed by SC
(Tarikh dikeluarkan: 24 Julai 2006)
Guidance Note 12 (pdf)
Investment in Structured Products
(Tarikh dikeluarkan: 18 Mei 2006)
Guidance Note 11 (pdf)
Investments in Warrants and Options
(Tarikh dikeluarkan: 18 Mei 2006)
Guidance Notes 10 (pdf)
Investments in Securities Not Traded in or Under the Rules of an Eligible Market
(Tarikh dikeluarkan: 16 Disember 2005)
Guidance Note 9 (pdf)
Statistical and Compliance Returns (UTF Returns)
(Tarikh dikeluarkan: 9 November 2005)
Guidance Note 8 (pdf)
Marketing and Distribution of Unit Trust Funds Outside Malaysia
(Tarikh dikeluarkan: 26 Oktober 2005)
Guidance Note 7 (Dibatalkan)
Amendment to the Procedures for Registration and Lodgement of Prospectus
(Tarikh dikeluarkan: 21 Oktober 2005)
Guidance Note 6 (pdf)
Introduction of New Specialised Funds
(Tarikh dikeluarkan: 30 Ogos 2005)
Guidance Note 5 (pdf)
Restrictions and Limits on Investment in Collective Investment Schemes
(Tarikh dikeluarkan: 30 Ogos 2005)
Guidance Note 4 (pdf)
Guidelines on Online Transactions of and Online Activities in Relation to Unit Trusts
(Tarikh dikeluarkan: 10 Disember 2004)
Guidance Note 3 (pdf)
Initial Offer Period
(Tarikh dikeluarkan: 7 Julai 2004)
Guidance Note 2 (pdf)
The Management Company
(Tarikh dikeluarkan: 7 Julai 2004)
Guidance Note 1 (pdf)
Eligibility Requirement for Guarantor of a Guaranteed Fund
(Tarikh dikeluarkan: 28 April 2004)
Pekeliling
Single-pricing for Unit Trust Funds (pdf)
(Tarikh berkuat kuasa: 20 Oktober 2006)
Investments in Foreign Markets (pdf)
(tarikh berkuat kuasa: 29 Mei 2006)
Duty of Management Company to Lodge Returns (pdf)
(Tarikh berkuat kuasa: 9 November 2005)
Financial Derivatives for Hedging Purpose (pdf)
(Tarikh berkuat kuasa: 11 Oktober 2005)
Investments in Foreign Markets (pdf)
(Tarikh berkuat kuasa Effective Date: 27 May 2005)
Publication of Selling and Repurchase Price (pdf)
(Tarikh berkuat kuasa: 5 November 2004)
Reference Made to Kuala Lumpur Stock Exchange (pdf)
(Tarikh berkuat kuasa: 1 September 2004)
Maximum Fund Size (pdf)
(Tarikh berkuat kuasa: 9 April 2004)
Submission of Application for an Extension of Time (pdf)
(Tarikh berkuat kuasa: 1 Mei 2003)
Use of Brokers/Dealers (pdf)
(Tarikh berkuat kuasa: 1 Mei 2003)
Amanah Pelaburan Hartanah
Guidelines on Real Estate Investment Trusts (pdf)
(Tarikh dikeluarkan: 3 Januari 2005)
Guidelines for Islamic Real Estate Investment Trusts (pdf)
(Tarikh dikeluarkan: 21 November 2005)
Frequently-asked Questions (pdf)
Nota Panduan
Guidance Note 1 (pdf)
Contents of Prospectus
(Tarikh dikeluarkan: 15 September 2005)
Guidance Note 2 (pdf)
Borrowing Limit and Issuance of Debenture
(Tarikh dikeluarkan: 10 Julai 2006)
Guidance Note 3 (pdf)
Appointment of Delegate Not Licensed by SC
(Tarikh dikeluarkan: 24 Julai 2006)
Guidance Note 4 (pdf)
Definition of Non-real Estate- related Assets
(Tarikh dikeluarka: 8 Februari 2007)
Guidance Note 5 (pdf)
Revaluation of Real Estate
(Tarikh dikeluarkan: 8 Februari 2007)
Guidance Note 6 (pdf)
Remuneration of Trustee and Management Company
(Tarikh dikeluarkan: 8 Februari 2007)
Guidance Note 7 (pdf)
Placement of Units
(Tarikh dikeluarkan: 8 Mac 2007)
Dana Dagangan Bursa
Guidelines on Exchange-traded Funds (pdf)
(Tarikh dikeluarkan: 21 Jun 2005)
Penawaran, Pemasaran dan Pengedaran Dana Asing BARU
Guidelines for the Offering, Marketing and Distribution of Foreign Funds (pdf)
(Tarikh dikeluarkan: 1 Julai 2007)
Bahan-bahan Lain
Guide on Areas of Compliance and Internal Controls for Management Company and Trustee (pdf)
(Tarikh dikeluarkan: 3 Jun 2003)
Checklist of Requirements for Annual/Interim Reports (for Unit Trust Funds) (pdf)
(Tarikh dikeluarkan: 16 Jun 2003)
Senarai Semak Penyerahan
Application for Establishment of a Unit Trust Fund (pdf)
Application to Act as a Management Company of a Unit Trust Fund (pdf)
Application for the Appointment of a Company to Act as a Trustee to a Unit Trust Fund (pdf)
Application to Appoint Chief Executive Officer, Director, Investment Committee Member and Panel of Adviser (pdf)
Application to Appoint Syariah Committee Member/Syariah Adviser (pdf)
Application for an Increase in the Approved Fund Size (pdf)
Application for Appointment of Delegate Not Licensed by the Securities Commission (pdf)
Application for Approval of a Foreign Market for Investment by a Unit Trust Fund (pdf)
Application for an Exemption/Variation/Extension of Time (pdf)
Application for Registration/Renewal for Trustee to a Unit Trust Fund (pdf)
Senarai Semak Pengiraan Fi
Fee Computation Checklist for Unit Trust Funds & Real Estate Investment Trust Funds (pdf)
(Tarikh dikeluarkan: 22 September 2004)
Fee Computation Checklist (Other) for Unit Trust Funds & Real Estate Investment Trust Funds (pdf)
(Tarikh dikeluarkan: 22 September 2004)
Senarai Semak Prospektus/Prospektus Tambahan
Compliance Checklist for UTF (pdf)
Compliance Checklist for REIT (pdf)
Registration Checklist for UTF (pdf)
Registration Checklist for REIT (pdf)
Lodgement Checklist (pdf)
Senarai Semak Tugasan
Registration Checklist (pdf)
Lodgement Checklist (pdf)
Borang-borang Permohonan
For Establishment of a Unit Trust Fund (MS Word)
To act as a Management Company to a Unit Trust Fund (MS Word)
For the Appointment of a Company to Act as a Trustee to a Unit Trust Fund (MS Word)
To Appoint a Chief Executive Officer/Director/Investment Committee Member/Other Committee Member (pdf)
For the Appointment of Syariah Committee Member/Syariah Adviser (pdf)
For Increase in the Approved Size of Fund (MS Word)
For Approval of a Foreign Market for Investment by a Unit Trust Fund (pdf)
For Appointment of a Delegate Not Licensed by the Securities Commission (pdf)
Checklist for Compliance with Guiding Principles for Outsourcing of Back Office Functions for Capital Market Intermediaries (pdf)
Checklist for Compliance with Guidelines on Performance of Supervisory Functions at Group Level for Capital Market Intermediaries (pdf)
For Registration/Renewal of a Trust Company as Trustee to a Unit Trust Fund (pdf)
SC/Info Form (pdf)
For Registration/Renewal of Registration as a Syariah-qualified Individual (pdf)
For Registration/Renewal of Registration as a Syariah Adviser (pdf)
Application for Issuance of New Units for a Real Estate Investment Trust (pdf)
Application for the Valuation of Real Estates (pdf)
Applications for Acquisition of Foreign Real Estates (pdf)
Unit Trust Funds Statistical & Compliance Returns Form (pdf)
REIT Statistical Returns (pdf)
REIT Compliance Returns (pdf)

Ketekunan Wajar

Guidelines on Due Diligence Conduct for Corporate Proposals. (pdf – 473KB)
(Tarikh Berkuat kuasa: 1 Februari 2008)

Permohonan FIC

Practice Note 1 (pdf)
(Tarikh dikeluarkan: 5 Disember 2006)
Frequently-asked Questions (pdf)

Pengurusan Dana

Guidelines on Islamic Fund Management (pdf)
(Tarikh diterbitkan: 3 Disember 2007)
Guidelines on Restricted Investment Schemes (pdf)
(Tarikh diterbitkan/Berkuat kuasa: 7 April 2006)
  • Securities Commission RIS Returns Declaration/Verification Form (MS Word)
  • Application for Establishment of a Restricted Investment Scheme (MS Word)
  • Application for Approval of a Foreign Market for Investment by a Restricted Investment Scheme (MS Word)
  • Application for Increase in the Approved Size of a Restricted Investment Scheme (MS Word)
Guidelines on Compliance Function for Fund Managers (pdf)
(Tarikh dikeluarkan/Berkuat kuasa: 15 Mac 2005)

Penawaran Ekuiti dan Sekuriti Berkaitan Ekuiti

Guidelines on the Offering of Equity and Equity-Linked Securities; (pdf – 550KB)
(Tarikh Berkuat kuasa: 1 Februari 2008)
Guidelines on the Offering of Equity and Equity-Linked Securities for the MESDAQ Market; (pdf – 12MB)
(Tarikh Berkuat kuasa: 1 Februari 2008)

Pelesenan

Buku Panduan Perlesenan
Guidelines on the Establishment of Foreign Fund Management Companies (pdf)
Application for Establishment of Foreign Stockbroking Companies Under the Special Scheme (pdf)
Guidelines on Reporting Requirements for Fund Managers (pdf)
Permohonan Perlesenan

Penasihat Prinsipal

Guidelines on Principal Advisers for Corporate Proposals;
(Tarikh Berkuatkuasa: 1 Februari 2008)

Prospektus

Prospectus Guidelines (pdf)
(Tarikh dikeluarkan: Mei 2003)
(Dipinda setakat 1 Februari 2008)

(Pindaan dibuat ke atas Bab 13 Prospectus Guideline)
•  Public Offerings
•  Abridged Prospectus
•  Supplementary Prospectus
Practice Notes (pdf)
Practice Note 1 – Basis for Pricing of Securities
(Tarikh dikeluarkan: 27 Oktober 2005)
Procedures for Registration (pdf)
(Tarikh dikeluarkan: 27 Oktober 2005)
(Edisi semakan semula: 22 Februari 2008)
Prospectus-related Guidelines (pdf)
•  Plain Language Guide for Prospectuses
•  Guidelines on Electronic Prospectuses and Internet Securities Application
•  Guidelines on Advertising
(Tarikh dikeluarkan: 27 Oktober 2005)
Frequently-asked Questions (FAQs) (pdf)
(Tarikh dikeluarkan: 27 Oktober 2005)
(Edisi semakan semula: 10 Mei 2006)

Pinjaman dan Peminjaman Sekuriti

Guidelines on Securities Borrowing and Lending (pdf)
(Tarikh dikeluarkan: 27 Disember 2006)
Tax Guidelines on Securities Borrowing and Lending (pdf)

Pembrokeran Saham

Guidelines on Permitted Activities for Stockbroking Companies (pdf)
(Tarikh dikeluarkan: 26 Oktober 2005)
Guidelines on Dealing in Unlisted Securities by a Universal Broker (pdf)
(Tarikh dikeluarkan: 30 Oktober 2002)
Practice Note 1 – Application of the Guidelines to Cross-Selling of Unlisted Debt Securities to Eligible Individuals by Dealer’s Representatives Not Certified by PPKM (pdf)
( Tarikh dikeluarkan: 12 Julai 2005)
Guidelines on the Establishment of Electronic Access Facilities by a Universal Broker (pdf)
(Dipinda setakat 5 November 2004)
Practice Note 1 (pdf)
(Dipinda setakat 5 November 2004)
Guidelines for a Universal Broker (pdf)
(Dipinda setakat 23 November 2004)
Guidelines on the Establishment and Location of a Branch Office by a Universal Broker and a Non-universal Broker (pdf)
(Dipinda setakat 5 November 2004)
Practice Note 1 – Flexibilities Granted to Stockbroking Companies in Relation to Branch Offices and Branching Policy for the Year 2002 and Beyond (pdf)
(Dipinda setakat 5 November 2004 )
Guidelines on Chinese Walls for Dealers and Futures Brokers (pdf)
(Tarikh dikeluarkan: 11 Mei 2006)
Member Readiness Checklist for a Universal Broker (pdf)
(Tarikh dikeluarkan: 02 Oktober 2000)
Guidelines on Electronic Contract Notes (pdf)
(Tarikh dikeluarkan: 28 April 2005)
Guidelines on Performance of Supervision Functions at Group Level for Capital Market Intermediaries (pdf)
(Tarikh dikeluarkan: 29 Jun 2005)
(tarikh semak semula: 2 March 2006)
Guiding Principles for Outsourcing of Back Office Functions for Capital Market Intermediaries (pdf)
(Tarikh dikeluarkan: 29 Jun 2005)
(Tarikh semak semula: 2 March 2006)

Waran Berstruktur

Guidelines for the Issue of Structured Warrants (pdf)
(Dipinda setakat Oktober 2006)

Pengambilalihan & Percantuman

Malaysian Code on Take-overs and Mergers (Amendment) 2004 (pdf)
Amendments to Practice Notes (pdf format)
(Tarikh dikeluarkan: 25 Mac 2004)
Kod Malaysia Mengenai Pengambilalihan dan Percantuman (Pindaan) 2004 (pdf)
Kod Malaysia Mengenai Pengambilalihan dan Percantuman Pindaan Kepada Nota Amalan (pdf)
(Tarikh Dikeluarkan: 25 Mac 2004)
Malaysian Code on Take-overs and Mergers 1998
(Date Issued: 1 January 1999)
Practice Notes 1 (pdf)
(Tarikh dikeluarkan: 1 Januari 1999)
Malaysian Code on Take-overs and Mergers (Amendment) 2006 (pdf)
Format and Contents of Applications Under Division 2, Part IV of the
Securities Commission Act 1993 and the Malaysian Code on
Take-overs and Mergers 1998 (pdf)
(tarikh berkuat kuasa: 1 Mac 2004)
Guidelines on Offer Documentation (pdf)
(Tarikh dikeluarkan: 25 April 2001)
Clarification to Section 12(1) of the Malaysian Code on Take-overs and Mergers 1998, in Relation to Announcements (pdf)
Clarification on Immediate Approvals in Relation to Certain Exemptions (pdf)
Frequently-asked Questions

Modal Teroka

Guidelines for the Annual Certification for Tax Incentives for the Venture Capital Industry (Amended) (pdf)
(Berkuat kuasa 2007)
Application Form for Certification for Tax Incentive for the Venture Capital Industry (pdf)
Frequently-asked Questions
Guidelines for the Registration of Venture Capital Corporations and Venture Capital Management Corporations (pdf)
Frequently-asked Questions
Venture Capital Registration Kit

Lain-lain

Garis Panduan Kawal Selia Pasaran (pdf)
Guidelines for the Employment of Non-Malaysian Citizens in the Securities and Futures Industries (pdf)
Form 1: Application for the Employment of Non-Malaysian Citizens in the Securities and Futures Industries – to be Filled by the Principal Company (MS Word)
Form 2: Application for the Employment of Non-Malaysian Citizens in the Securities and Futures Industries – to be filled by the Non-Malaysian Citizen Candidate (MS Word)
Frequently-asked Questions – Guidelines for the Employment of Non-Malaysian Citizens in the Securities and Futures Industries (pdf)
Practice Notes on Exemption from Stamp Duty and Real Property Gains Tax (pdf)
(Tarikh dikeluarkan: 19 Disember 2006)

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